Our commitment to transparency, governance, and regulatory compliance.
Prosperity Holdings Ltd. operates under a comprehensive regulatory framework that ensures transparency, accountability, and adherence to all applicable laws and regulations in Nepal and internationally.
We are regulated by multiple governmental authorities including the Securities Board of Nepal (SEBON) and the Nepal Rastra Bank (NRB), ensuring compliance with the highest standards.
Our operations comply with international best practices including corporate governance standards, anti-money laundering regulations, and investor protection requirements.
Financial statements and operational report
First quarter financial performance
Board charter and governance framework
Previous year financial statements
Risk management framework and procedures
Board Members
Board Committees
Compliance Rate
Board of Directors
Responsible for strategic direction, oversight, and governance of the organization
Audit Committee
Oversight of financial reporting, internal controls, and audit functions
Investment Committee
Review and approval of investment decisions and portfolio management
Risk & Compliance Committee
Oversight of risk management, regulatory compliance, and ethical standards
Strict AML/KYC procedures implemented across all transactions and client relationships to prevent financial crimes.
Personal data protection and privacy compliance in accordance with applicable regulations and best practices.
Full compliance with SEBON regulations, NRB guidelines, and other applicable financial regulations.
Code of conduct and ethical standards apply to all employees, officers, and board members.
Compliance Certification: Prosperity Holdings Ltd. maintains certifications and compliance approvals from all relevant regulatory authorities and undergoes regular audits to ensure continued adherence to regulatory standards.
We are committed to the highest standards of governance, transparency, and regulatory compliance.